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On approval of the Rules for participation of the consumers included in the Register of groups of persons in creation of electric power for a covering of the predicted deficiency

New Unofficial translation

Order of the Minister of Energy of the Republic of Kazakhstan dated December 19, 2018 No. 515. Registered with the Ministry of Justice of the Republic of Kazakhstan on December 22, 2018 No. 18004.

       Unofficial translation

      In compliance with Subparagraph 70-33) of Article 5 of the Law of the Republic of Kazakhstan of July 9, 2004 "On Electric Power Industry" I hereby ORDER:

      1. To approve the enclosed Rules for participation of the consumers included in the Register of groups of persons, in creation of electric power for a covering of the predicted deficiency.

      2. The Department of Implementation of State Policy in the field of electric power industry of the Ministry of Energy of the Republic of Kazakhstan in the manner prescribed by the legislation of the Republic of Kazakhstan shall:

      1) ensure the state registration of this order with the Ministry of Justice of the Republic of Kazakhstan;

      2) within ten calendar days from the date of the state registration of this order, direct its copy both in the Kazakh and Russian languages to the Republican State Enterprise on the Right of Economic Management "Republican Center of Legal Information of the Ministry of Justice of the Republic of Kazakhstan" for official publication and inclusion in Reference Control Bank of Regulatory Legal Acts of the Republic of Kazakhstan;

      3) place of this order on the Internet resource of the Ministry of Energy of the Republic of Kazakhstan;

      4) within ten working days after the state registration of this order with the Ministry of Justice of the Republic of Kazakhstan, submit to Department of Legal Service of the Ministry of Energy of the Republic of Kazakhstan the data on implementation of activities provided by Subparagraphs 1), 2) and 3) of this item.

      3. The control over execution of this order shall be imposed on the supervising Vice-Minister of Energy of the Republic of Kazakhstan.

      4. This order shall become effective after ten calendar days after the day of its first official publication.

      Minister of Energy
      of the Republic of Kazakhstan K. Bozumbayev

  Approved by order No. 515
of the Minister of Energy
of the Republic of Kazakhstan
of December 19, 2018

Rules for participation of the consumers included in the Register of groups of persons,
in creation of electric power for a covering of the predicted deficiency
Chapter 1. General provisions

      1. These Rules for participation of the consumers included in the Register of groups of persons, in creation of electric power (hereinafter referred to as the – Rules) have been developed for a covering of the predicted deficiency according to Subparagraph 70-33) of Article 5 of the Law "On Electric Power Industry" of the Republic of Kazakhstan (hereinafter referred to as the – the Law) and determine the procedure for participation of the consumers included in the Register, in creation of electric power for a covering of the predicted deficiency.

      2. In these rules the following basic concepts shall be used:

      1) Market Council is the non-profit organization engaged in monitoring over the electric energy and power market performance as well as other functions stipulated by the Law;

      2) register of group of persons (hereinafter referred to as – the Register) – the list of energy producing organizations and consumers belonging to the same group of persons, compiled and placed on the official Internet resource by the authorized body, provided that the control is exercised in accordance with the second and third parts of Paragraph 1-1 of Article 9 of the Law;

      3) an authorized body is the public authority performing management in the field of power industry.

      Other concepts and definitions used in these Rules shall be applied in accordance with the legislation of the Republic of Kazakhstan in the field of power industry.

Chapter 2. Order of participation of the consumers included in the Register of groups of persons
in the creation of electric power for covering the predicted deficiency

      In compliance with Paragraph 8 of Article 15-1 of the Law, if in the approved expected balance of electric energy and power for the forthcoming seven-year period, the predicted non-covered deficit of electric power in the integrated electric power system of the Republic of Kazakhstan or in any of its zones, within the first five years of the forecast exceeds 100 megawatts, the authorized body shall, within thirty calendar days, direct the notifications on the predicted non-covered deficit of electric power to the consumers, included in the Register.

      The zone of the integrated electrical power system of the Republic of Kazakhstan shall be the part of the integrated electrical power system of the Republic of Kazakhstan, in which there are no restrictions of technical character, preventing the transfer of the electric energy produced by the generating sources, determined in accordance with the procedure for developing of expected balances of electric energy and power.

      The non-covered deficit of electric power shall be calculated taking into account the capacity of the power lines connecting energy-deficient zones with other zones of the integrated electrical power system of the Republic of Kazakhstan.

      4. In accordance with Paragraph 6 of Article 15-5 of the Law, the consumers included in the Register of the corresponding group of persons, shall participate in the creation of electric power in the volume calculated by the Market Council pursuant to the following formula:

      Mrvoc = Dep * (Plcr/Plieps), where

      Mrvoc – the rated volume of obligations of the consumers included in the Register of the corresponding group of persons in creation of electric power;

      Dep – the volume of the predicted deficiency of electric power in the integrated electrical power system of the Republic of Kazakhstan or in any of its zones;

      Plcr – peak load of the consumers included in the Register of the corresponding group of persons at the time of occurrence of the predicted deficiency;

      Plieps – the general peak loading in the integrated electrical power system of the Republic of Kazakhstan at the time of emergence of the predicted deficiency.

      5. In compliance with Paragraph 8 of Article 15-5 of the Law, the obligations of the consumers included in the Register, for creation of electric power, provided by Paragraph 6 of Article 15-5 of the Law, shall be decreased by the amount of the electric power created by the wholesale market entities included in the Register of the corresponding group of persons, calculated by the Market Council pursuant to the following formula:

      Voc = (Dep+ Vepwm) * (Plcr/Plieps) - Vepwm, where

      Voc – the volume of obligations of the consumers included in the Register of the corresponding group of persons in creation of electric power;

      Dep – the volume of the predicted deficiency of electric power in the integrated electrical power system of the Republic of Kazakhstan or in any of its zones;

      Vepwm – the volume of electric power created by the wholesale market entities included in the Register of the corresponding group of persons when performing the conditions specified in Paragraph 8 of Article 15-5 of the Law;

      Plcr – peak load of the consumers included in the Register of the corresponding group of persons at the time of occurrence of the predicted deficiency;

      Plieps – the general peak loading in the integrated electrical power system of the Republic of Kazakhstan at the time of occurrence of the predicted deficiency.

      In case Voc is equal to zero, or negative, the obligations of consumers included in the Register of the corresponding group of persons shall be equal to zero.

      6. In case, the volume of electric power created by the wholesale market entities, included in the Register of the corresponding group of persons, in compliance with Subparagraphs 1) - 3) of Paragraph 6 of Article 15-5 of the Law is equal to or more than Voc, the remaining consumers of the corresponding group of persons included in the Register, shall be exempted from participation in the creation of electric power.

      7. In case the volume of electric power created by the wholesale market entities, included in the Register of the corresponding group of persons, in accordance with Subparagraphs 1) - 3) of Paragraph 6 of Article 15-5 of the Law is less than Voc, consumers included in the Register of the corresponding group of persons shall participate in the creation of electric power in compliance with Subparagraph 4) of Paragraph 6 of Article 15-5 of the Law, to the extent, calculated by the Market Council pursuant to the following formula:

      Vsp = Voc - EVoc, where

      Vsp is the volume of purchase of services to ensure the availability of electric power to carry the load from a single purchaser by the consumers included in the Register in accordance with Subparagraph 4) of Paragraph 6 of Article 15-5 of the Law;

      Voc – the volume of obligations of the consumers included in the Register of the corresponding group of persons in creation of electric power;

      EVoc – the volume of electric power created by the wholesale market entities included in the Register of the corresponding group of persons according to Subparagraphs 1) - 3) of Paragraph 6 of Article 15-5 of the Law.

      8. The volume of purchase of services to ensure the availability of electric power to carry the load from a single purchaser shall be distributed by the Market Council among the consumers included in the Register pursuant to the following formula:

      Vsp1 = Vsp * (Plcr1/Plcr), where

      Vsp1 – the volume of purchase of services to ensure the availability of electric power to carry the load from a single purchaser by the consumer included in the Register according to Subparagraph 4) of Paragraph 6 of Article 15-5 of the Law;

      Vsp is the volume of purchase of services to ensure the availability of electric power to carry the load from a single purchaser by the consumers included in the Register according to Subparagraph 4) of Paragraph 6 of Article 15-5 of the Law;

      Plcr1 – peak load of the consumer included in the Register of the corresponding group of persons, at the time of occurrence of the predicted deficiency;

      Plcr – peak load of the consumers included in the Register of the corresponding group of persons at the time of occurrence of the predicted deficiency.

      9. When fulfilling the obligations, provided by Paragraph 6 of Article 15-5 of the Law, by performing the actions specified in Subparagraphs 1) - 3) of Paragraph 6 of Article 15-5 of the Law, the location (platform), class and type of fuel for the generating installations, put into operation by the wholesale market entities, included in the Register, shall be coordinated with the authorized body in compliance with Paragraphs 12 and 13 of these Rules.

      10. Interaction of the wholesale market entities, included in the Register, with a single purchaser and the authorized body concerning making decisions on participation in the creation of electric power, the direction of notices and information, conclusion of the contracts on creation of electric power and on purchase of service for maintaining the availability of electric power, shall be carried out in compliance with Paragraphs 10-12 of Article 15-5 of the Law.

      11. When making decision on participation in the creation of electric power by performing the action, specified in Subparagraph 4) of Paragraph 6 of Article 15-5 of the Law, the consumers included in the Register of the corresponding group of persons, shall buy the services from the single purchaser to ensure the availability of electric power to carry the load in the volume, calculated by the Market Council pursuant to the following formula:

      Vsp = Voc - EVoc, where

      Vsp is the volume of purchase of services for ensuring the availability of electric power to carry the load from a single purchaser by the consumers included in the Register according to Subparagraph 4) of Paragraph 6 of Article 15-5 of the Law;

      Voc – the volume of obligations of the consumers included in the Register of the corresponding group of persons in the creation of electric power;

      EVoc – the volume of electric power created by the wholesale market entities included in the Register of the corresponding group of persons according to Subparagraphs 1) - 3) of Paragraph 6 of Article 15-5 of the Law.

Chapter 3. Procedure for coordinating the location (platform), class and a type of fuel
for generating installations put into operation

      12. The wholesale market entities included in the Register, shall submit to the authorized body an application for approval of the location (platform), class and type of fuel of generating installations, put into operation on paper and electronic media along with the information on the main parameters of generating installations pursuant to the form given in the appendix to these Rules.

      13. The authorized body shall agree upon the location (platform), class and type of fuel for generating installations, put into operation by the wholesale market entities included in the Register, provided that the electric capacity will be created within the integrated electric power system of the Republic of Kazakhstan or in any of its zones, where an uncovered deficit of electric capacity is forecasted.

  Appendix to the Rules of participation
of the consumers included
in the Register of groups of persons,
in the creation of electric
power for a covering
the predicted deficiency
Document form

Information on main parameters of the generating installations

      1. The name of the power plant (specify the name), which is covered by the actions, the implementation of which shall be scheduled within the performance of obligations, stipulated in Paragraph 4 of these Rules, by performing the actions specified in Subparagraphs 1) - 3) of Paragraph 6 of Article 15-5 of the Law.

      2. General information on the actions, the implementation of which shall be scheduled within the performance of obligations, provided in Paragraph 6 of Article 15-5 of the Law, by performing the actions specified in Subparagraphs 1) - 3) of Paragraph 6 of Article 15-5 of the Law *

Event

Start date (month, year)

End date (month, year)

Technical parameters of the launched generating equipment

The established electric power, (MW)

The established thermal power, (Gcal/hr)

1

2

3

4

5

6

Construction of new electric power

1.






2.











Expansion of own existing electric power

1.






2.











Reconstruction or modernization of its own existing electric power which either has been withdrawn or is subject to withdrawal in the forthcoming seven-year period

1.






2.











      Note:

      * - numerical values of parameters of the table shall be reflected to the nearest tenths.

      3. Information on the operation parameters of the power plant (specify the name) before and after the implementation of the actions specified in Subparagraphs 2), 3) of Paragraph 6 of Article 15-5 of the Law *.

Installed capacity,

The average annual available capacity,

Specific reference fuel consumption for supply**

Electric (MW)

Thermal (Gcal/hr)

Electric (MW)

Thermal (GCal/hr)

Electric (goe/kWh)

Thermal energy (kgoe/Gcal)

1

2

3

4

5

6

7

Prior to the implementation of actions

1.







After the implementation of actions

2.








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